Shu Yan Lau
劉樹恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Yan Lau (劉樹恩), a licensed former licensee with CE reference AMY735. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mighty Fountain Capital Limited 明德勤資本有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-27 | 2026-01-27 |
| Mighty Fountain Capital Limited 明德勤資本有限公司 |
RO | Type 4 — Advising on securities | 2021-10-27 | 2026-01-27 |
| Mighty Fountain Capital Limited 明德勤資本有限公司 |
RO | Type 9 — Asset management | 2021-10-27 | 2026-01-27 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-23 | 2021-10-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-01-24 | 2019-12-24 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-24 | 2021-10-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-01-24 | 2021-10-15 |