Vivek Mohindra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivek Mohindra, a licensed Responsible Officer with CE reference ANA721. Currently licensed at 1 firm(s): Kristal Advisors (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kristal Advisors (HK) Limited 晶進金融（香港）有限公司 |
RO | Type 4 — Advising on securities | 2016-11-15 | present |
| Kristal Advisors (HK) Limited 晶進金融（香港）有限公司 |
RO | Type 9 — Asset management | 2016-11-15 | present |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2013-05-16 | 2016-01-15 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2013-05-16 | 2016-01-15 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-10-08 | 2008-10-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-06-07 | 2008-10-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-10 | 2006-02-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2006-02-10 | 2006-02-22 |