Xin Song
宋昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xin Song (宋昕), a licensed Responsible Officer with CE reference ANA840. Currently licensed at 2 firm(s): Atta Capital Limited, Atta Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Atta Capital Limited 紅蟻資本有限公司 |
RO | Type 9 — Asset management | 2020-10-29 | present |
| Atta Securities Limited 紅蟻證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-22 | present |
| Atta Capital Limited 紅蟻資本有限公司 |
RO | Type 4 — Advising on securities | 2019-01-22 | present |
| Atta Securities Limited 紅蟻證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-03 | 2019-01-22 |
| Atta Securities Limited 紅蟻證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-03 | 2021-05-04 |
| Atta Capital Limited 紅蟻資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-03 | 2019-01-22 |
| Atta Capital Limited 紅蟻資本有限公司 |
Rep | Type 9 — Asset management | 2018-10-03 | 2020-10-29 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-19 | 2017-04-26 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-04-19 | 2017-04-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-13 | 2009-10-15 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2006-02-13 | 2009-10-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-02-13 | 2009-10-15 |