Gaobo Luo
羅高波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gaobo Luo (羅高波), a licensed former licensee with CE reference ANC049. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-10 | 2009-11-30 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-10 | 2009-11-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-02-24 | 2006-04-06 |