Ho Lim Mak
麥灝廉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Lim Mak (麥灝廉), a licensed Responsible Officer with CE reference AND639. Currently licensed at 2 firm(s): CMBC International Capital Limited, CMBC Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-02 | present |
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-01-21 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-10 | present |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-09-10 | 2022-01-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-27 | 2021-08-20 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-27 | 2021-08-20 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-15 | 2016-05-27 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-07-11 | 2016-05-27 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-22 | 2013-06-21 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-03-06 | 2007-09-21 |