Yik Yuen Woo
胡翊遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Yuen Woo (胡翊遠), a licensed Responsible Officer with CE reference AND666. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 7 — Providing automated trading services. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2018-05-07 | present |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2016-12-19 | present |
| UBS Securities Hong Kong Limited | RO | Type 7 — Providing automated trading services | 2016-12-19 | present |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2015-08-07 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2007-06-20 | present |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2015-08-07 | 2016-12-18 |
| UBS Securities Hong Kong Limited | RO | Type 7 — Providing automated trading services | 2015-08-07 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2011-10-13 | 2015-08-07 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2007-06-20 | 2015-08-07 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-06-20 | 2015-08-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-20 | 2007-05-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-04-20 | 2007-05-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-04-20 | 2007-05-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2006-04-20 | 2007-05-09 |