Chin Loong Yap
葉晉榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Loong Yap (葉晉榮), a licensed Representative with CE reference AND899. Currently licensed at 1 firm(s): Equities First Holdings Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Equities First Holdings Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-09-21 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-07 | 2016-07-07 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-11-13 | 2016-07-07 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-16 | 2008-10-16 |
| Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-18 | 2007-03-31 |
| Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-25 | 2007-03-31 |