Sean Czoon Tan
陳善尊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sean Czoon Tan (陳善尊), a licensed former licensee with CE reference ANF268. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-12 | 2012-03-24 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-23 | 2012-03-24 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2008-04-23 | 2012-03-24 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-11 | 2007-10-18 |