Yuk Kuen Lau
劉玉娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Kuen Lau (劉玉娟), a licensed former licensee with CE reference ANG538. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-06 | 2010-04-13 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-04-06 | 2008-07-31 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-04-06 | 2010-04-13 |