Jason Sung Dal Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jason Sung Dal Kim ( ), a licensed former licensee with CE reference ANH227. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LST Capital Partners Limited |
RO | Type 9 — Asset management | 2015-03-03 | 2022-07-31 |
| LST Capital Partners Limited |
Rep | Type 9 — Asset management | 2015-01-02 | 2015-03-03 |
| Celera Markets Limited 晟雷市場有限公司 |
RO | Type 1 — Dealing in securities | 2014-08-26 | 2014-11-01 |
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-23 | 2014-08-26 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-19 | 2014-05-13 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2012-12-19 | 2014-05-13 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-30 | 2012-12-19 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-29 | 2011-06-01 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-26 | 2010-10-29 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2008-11-11 | 2010-06-21 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-15 | 2008-05-30 |