Stuart James Brown
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart James Brown ( ), a licensed former licensee with CE reference ANH723. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-21 | 2006-11-30 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-04-21 | 2006-11-30 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-04-21 | 2006-11-30 |