Eugene T Reilly
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eugene T Reilly ( ), a licensed former licensee with CE reference ANH725. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-10-31 | 2014-07-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2013-10-31 | 2014-07-08 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2013-10-31 | 2014-07-08 |
| Merrill Lynch Far East Limited | Rep | Type 7 — Providing automated trading services | 2013-10-31 | 2014-07-08 |
| Merrill Lynch Far East Limited | RO | Type 7 — Providing automated trading services | 2013-07-17 | 2013-10-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2010-10-13 | 2013-10-31 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2010-10-13 | 2013-10-31 |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2010-10-13 | 2013-10-31 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2010-10-13 | 2010-12-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 7 — Providing automated trading services | 2010-10-13 | 2013-10-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-09-07 | 2010-10-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-09-07 | 2010-10-13 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-07 | 2010-10-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | 2010-09-07 | 2010-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 7 — Providing automated trading services | 2009-02-19 | 2010-01-06 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-13 | 2009-12-21 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
RO | Type 4 — Advising on securities | 2007-03-13 | 2009-12-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2006-08-23 | 2010-03-12 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-08-23 | 2010-01-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 5 — Advising on futures contracts | 2006-08-23 | 2010-01-06 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-08-23 | 2010-01-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-04-24 | 2006-08-23 |