Terence Seng Chong Lim
林成忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terence Seng Chong Lim (林成忠), a licensed former licensee with CE reference ANK153. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-17 | 2015-04-04 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-17 | 2015-04-04 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-01-17 | 2015-04-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2009-01-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-10 | 2009-01-15 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-17 | 2008-09-29 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-17 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-17 | 2008-09-29 |