James Man Him Chung
鍾文謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Man Him Chung (鍾文謙), a licensed Representative with CE reference ANK917. Currently licensed at 1 firm(s): Surich Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Surich Asset Management Limited 順裕資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-04 | present |
| Surich Asset Management Limited 順裕資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-11-04 | present |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-28 | 2024-08-29 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-28 | 2024-08-29 |
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-14 | 2023-08-15 |
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-14 | 2023-08-15 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-05 | 2023-08-14 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 4 — Advising on securities | 2021-07-05 | 2023-08-14 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-03 | 2021-06-24 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-20 | 2021-06-24 |
| Bucephalus Research Partnership Limited | RO | Type 4 — Advising on securities | 2019-05-16 | 2020-10-01 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-19 | 2019-05-14 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 4 — Advising on securities | 2017-01-19 | 2019-05-14 |
| Wealth Link Securities Limited 富滙證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-21 | 2017-01-19 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-15 | 2016-07-11 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-24 | 2016-07-11 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-22 | 2007-12-20 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-06-26 | 2007-12-20 |