Tay Her Lim
林泰禾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tay Her Lim (林泰禾), a licensed former licensee with CE reference ANK937. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-08 | 2018-01-09 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-11-08 | 2018-01-09 |
| Japaninvest (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2013-04-16 | 2013-10-29 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-05 | 2012-01-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-23 | 2010-10-18 |