James Anthony McAuliffe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Anthony McAuliffe ( ), a licensed former licensee with CE reference ANL063. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-01 | 2011-05-11 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-01 | 2011-05-11 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 — Advising on futures contracts | 2007-08-13 | 2008-03-31 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2006-05-24 | 2008-03-31 |