Yuan (SFC:ANM106) Liu
劉源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:ANM106) Liu (劉源), a licensed former licensee with CE reference ANM106. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-06 | 2020-05-08 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 9 — Asset management | 2018-03-02 | 2019-03-20 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-01 | 2020-05-08 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-01 | 2018-03-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-30 | 2017-05-22 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-30 | 2017-05-22 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2006-05-30 | 2017-03-31 |