Geoffrey Lork Heng Wong
王諾衡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Lork Heng Wong (王諾衡), a licensed Responsible Officer with CE reference ANM592. Currently licensed at 1 firm(s): IAM Legacy Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 |
RO | Type 4 — Advising on securities | 2015-01-29 | present |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 9 — Asset management | 2014-05-19 | present |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-09 | 2013-09-02 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-15 | 2012-03-09 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-02 | 2015-01-29 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-03 | 2009-02-17 |