Ka Shun Jim
詹嘉淳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Shun Jim (詹嘉淳), a licensed former licensee with CE reference ANN014. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manford Financial Limited 民鋒金融有限公司 |
RO | Type 4 — Advising on securities | 2022-02-09 | 2022-10-18 |
| Manford Financial Limited 民鋒金融有限公司 |
RO | Type 9 — Asset management | 2022-02-09 | 2022-10-18 |
| Seeds International Asset Management Limited 思源國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-04-18 | 2021-07-16 |
| Seeds International Asset Management Limited 思源國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-18 | 2021-07-16 |
| Golden Great China Fund Management Limited 金中華基金管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-12 | 2019-03-31 |
| Golden Great China Fund Management Limited 金中華基金管理有限公司 |
RO | Type 9 — Asset management | 2018-06-12 | 2019-03-31 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 — Asset management | 2015-04-10 | 2018-04-11 |
| Phoenician Limited 富理基有限公司 |
RO | Type 9 — Asset management | 2013-03-22 | 2015-03-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-18 | 2011-01-14 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-18 | 2011-01-14 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-08 | 2008-12-13 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-08 | 2008-12-13 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-20 | 2008-09-26 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-15 | 2008-09-26 |