Jason Tseng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jason Tseng ( ), a licensed former licensee with CE reference ANN054. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-06 | 2014-09-25 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-06 | 2014-09-25 |
| CES International Commodities (HK) Limited | Rep | Type 2 — Dealing in futures contracts | 2014-03-06 | 2014-09-25 |
| Sun Yi Company Limited 新而有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-06 | 2014-09-25 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-08-27 | 2010-03-19 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-05 | 2007-08-17 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-14 | 2007-08-17 |