Ka Lee Lee
李嘉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lee Lee (李嘉莉), a licensed former licensee with CE reference ANN084. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-27 | 2015-05-01 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-06-27 | 2015-05-01 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 — Dealing in securities | 2009-07-21 | 2011-06-03 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-11 | 2008-11-26 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-28 | 2008-11-26 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-18 | 2008-11-26 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-08-18 | 2008-11-26 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-21 | 2006-08-11 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-07-21 | 2006-08-11 |