Le Wang
王樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Le Wang (王樂), a licensed Representative with CE reference ANP373. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2018-07-19 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-12 | 2010-05-25 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-12 | 2010-05-25 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-11 | 2009-04-21 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-29 | 2009-04-21 |