Eric Scott Greenberg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Scott Greenberg, a licensed Responsible Officer with CE reference ANQ288. Currently licensed at 1 firm(s): Ascent Capital Advisors Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ascent Capital Advisors Limited |
RO | Type 1 — Dealing in securities | 2013-11-08 | present |
| Ascent Capital Advisors Limited |
RO | Type 4 — Advising on securities | 2013-11-08 | present |
| Ascent Capital Advisors Limited |
RO | Type 6 — Advising on corporate finance | 2013-11-08 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2011-05-09 | 2012-10-23 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-07-11 | 2011-05-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-11 | 2012-10-23 |