Ascent Capital Advisors Limited

CE No. BBR304 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ascent Capital Advisors Limited (), a Hong Kong-based licensed corporation with CE reference BBR304. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 6 — Advising on corporate finance. Current licensed staff on file: 3 (total recorded over time: 10). Earliest licence on file: 2013-11-08.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →

Registered address

Unit 601, 6/F, Hoseinee House, 69 Wyndham Street, Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	2013-11-08	present
Type 4 — Advising on securities	2013-11-08	present
Type 6 — Advising on corporate finance	2013-11-08	present

Licensed staff (all-time) (10)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance

RO only

Name	Activities	First licensed	To
Eric Scott Greenberg	RO 1, 4, 6	2013-11	Present
Fergus Michael Lynch	RO 1, 4, 6 Rep 1, 4, 6	2016-02	Present
Arthur Chong Wah Maloy 馬忠樺	RO 1, 4, 6	2013-11	2022-03
Simon Devereux Clement Harman	Rep 1	2019-01	2020-04
Shing Sat Ho 何成實	Rep 1, 4, 6	2024-08	Present
Pui Yan Deborah Kwok 郭珮恩	Rep 1, 4, 6	2021-09	2024-08
Hin Cheung Lee 李獻章	Rep 1, 4, 6	2014-08	2015-07
Xinqing Tang 唐新晴	Rep 1, 4, 6	2019-04	2021-04
Yinpeng Wang 王銀朋	Rep 1, 4, 6	2019-01	2020-10
Yichen Zhou 周依晨	Rep 1, 4, 6	2015-10	2019-02