Pui Yan Deborah Kwok
郭珮恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yan Deborah Kwok (郭珮恩), a licensed former licensee with CE reference BRO684. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ascent Capital Advisors Limited |
Rep | Type 1 — Dealing in securities | 2021-09-14 | 2024-08-31 |
| Ascent Capital Advisors Limited |
Rep | Type 4 — Advising on securities | 2021-09-14 | 2024-08-31 |
| Ascent Capital Advisors Limited |
Rep | Type 6 — Advising on corporate finance | 2021-09-14 | 2024-08-31 |