Perry Pritchard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Perry Pritchard ( ), a licensed former licensee with CE reference ANQ543. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tora Trading Services Limited | RO | Type 1 — Dealing in securities | 2013-02-26 | 2015-06-30 |
| Tora Trading Services Limited | RO | Type 7 — Providing automated trading services | 2013-02-26 | 2015-06-30 |
| Tora Trading Services Limited | Rep | Type 1 — Dealing in securities | 2012-12-21 | 2013-02-26 |
| Tora Trading Services Limited | Rep | Type 7 — Providing automated trading services | 2012-12-21 | 2013-02-26 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-10 | 2012-02-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-08 | 2011-06-10 |
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2006-08-25 | 2009-12-10 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2006-08-25 | 2009-12-10 |