Patrick Song Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Song Liu, a licensed Responsible Officer with CE reference ANQ638. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RO | Type 1 — Dealing in securities | 2025-04-22 | present |
| Neuberger Berman Asia Limited | RO | Type 4 — Advising on securities | 2025-04-22 | present |
| Neuberger Berman Asia Limited | RO | Type 9 — Asset management | 2025-04-22 | present |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2023-11-28 | 2025-04-22 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2017-05-23 | 2025-04-22 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2017-05-23 | 2025-04-22 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-31 | 2017-02-03 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-08-31 | 2017-02-03 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-02 | 2015-02-28 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2009-06-03 | 2012-12-02 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2006-07-13 | 2012-12-02 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-13 | 2006-12-08 |