Lawrence Kwong Fai Tam
譚廣輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Kwong Fai Tam (譚廣輝), a licensed former licensee with CE reference ANQ871. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-07-08 | 2014-01-11 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-11 | 2013-04-27 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-06-11 | 2013-04-27 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-26 | 2008-05-09 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-09-26 | 2008-05-09 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-25 | 2006-09-09 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-25 | 2006-09-09 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-25 | 2006-09-09 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 — Asset management | 2006-08-25 | 2006-09-09 |