Kiu Sing Wu
胡翹星
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kiu Sing Wu (胡翹星), a licensed Responsible Officer with CE reference ANR775. Currently licensed at 2 firm(s): Pinestone Capital Asset Management Limited, Pinestone Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 24.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinestone Capital Asset Management Limited 鼎石資本資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-07-28 | present |
| Pinestone Securities Limited 鼎石證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-07-28 | present |
| Pinestone Capital Asset Management Limited 鼎石資本資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-07-28 | present |
| Digital Climate Securities HK Limited |
RO | Type 1 — Dealing in securities | 2024-12-23 | 2025-03-21 |
| Digital Climate Securities HK Limited |
RO | Type 4 — Advising on securities | 2024-12-23 | 2025-03-21 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-10 | 2023-09-22 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-06-10 | 2023-09-22 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-06-10 | 2023-09-22 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-04 | 2020-06-10 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-04 | 2020-06-10 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-05-04 | 2020-06-10 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-06 | 2020-02-29 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-01-06 | 2020-02-29 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-09 | 2017-01-06 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-09 | 2017-01-06 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-09 | 2020-02-29 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-27 | 2016-10-23 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-04-27 | 2016-10-23 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-25 | 2016-10-23 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-25 | 2016-04-27 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-25 | 2016-10-23 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-25 | 2016-04-27 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-25 | 2016-10-23 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-25 | 2011-01-06 |