Xiao (SFC:ANS162) Wang
王晓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:ANS162) Wang (王晓), a licensed Responsible Officer with CE reference ANS162. Currently licensed at 1 firm(s): Elevation Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Elevation Investment Management Limited 尚峰資本管理有限公司 |
RO | Type 4 — Advising on securities | 2023-09-25 | present |
| Elevation Investment Management Limited 尚峰資本管理有限公司 |
RO | Type 9 — Asset management | 2016-12-20 | present |
| PV Capital (HK) Limited | RO | Type 9 — Asset management | 2013-04-18 | 2014-11-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-01 | 2008-08-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-01 | 2008-08-01 |