Kwok Wah Choi
蔡國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wah Choi (蔡國華), a licensed former licensee with CE reference ANT387. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2007-10-29 | 2021-07-31 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2007-06-21 | 2021-07-31 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2007-06-21 | 2021-07-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-04 | 2007-05-10 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-04 | 2007-05-10 |