Kin Chung Fung

馮健聰
CE No. ANT597 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Chung Fung (馮健聰), a licensed Responsible Officer with CE reference ANT597. Currently licensed at 1 firm(s): GAOYU SECURITIES LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.

Licence history

FirmRoleRegulated activityFromTo
GAOYU SECURITIES LIMITED
高裕證券有限公司
RO Type 4 — Advising on securities 2024-03-12 present
GAOYU SECURITIES LIMITED
高裕證券有限公司
RO Type 1 — Dealing in securities 2023-03-30 present
GAOYU SECURITIES LIMITED
高裕證券有限公司
RO Type 9 — Asset management 2023-03-30 present
GAOYU SECURITIES LIMITED
高裕證券有限公司
Rep Type 1 — Dealing in securities 2023-02-09 2023-03-30
GAOYU SECURITIES LIMITED
高裕證券有限公司
Rep Type 9 — Asset management 2023-02-09 2023-03-30
I Win Securities Limited
一盈證券有限公司
RO Type 1 — Dealing in securities 2022-03-25 2022-12-31
I Win Asset Management Limited
一盈資產管理有限公司
RO Type 4 — Advising on securities 2022-03-25 2022-12-31
I Win Asset Management Limited
一盈資產管理有限公司
RO Type 9 — Asset management 2021-10-11 2022-12-31
I Win Securities Limited
一盈證券有限公司
Rep Type 1 — Dealing in securities 2021-05-18 2022-03-25
I Win Asset Management Limited
一盈資產管理有限公司
Rep Type 4 — Advising on securities 2021-05-18 2022-03-25
I Win Asset Management Limited
一盈資產管理有限公司
Rep Type 9 — Asset management 2021-05-18 2021-10-11
Basel Capital Limited
巴塞爾資本有限公司
Rep Type 9 — Asset management 2020-11-18 2021-04-26
Basel Capital Limited
巴塞爾資本有限公司
Rep Type 4 — Advising on securities 2020-10-09 2021-04-26
China Industrial Securities International Brokerage Limited
興證國際證券有限公司
Rep Type 1 — Dealing in securities 2016-10-17 2020-08-31
China Industrial Securities International Brokerage Limited
興證國際證券有限公司
Rep Type 4 — Advising on securities 2016-10-17 2020-08-31
Sinostar Asset Management Limited
華星資產管理有限公司
Rep Type 9 — Asset management 2014-12-03 2016-10-15
OnePlatform Asset Management Limited
環一資產管理有限公司
Rep Type 1 — Dealing in securities 2010-06-03 2010-09-27
OnePlatform Asset Management Limited
環一資產管理有限公司
Rep Type 4 — Advising on securities 2006-10-03 2010-06-03

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