Basel Capital Limited

巴塞爾資本有限公司

CE No. BOZ202 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Basel Capital Limited (巴塞爾資本有限公司), a Hong Kong-based licensed corporation with CE reference BOZ202. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 9). Earliest licence on file: 2020-03-16.

More firms doing Advising on securities →More firms doing Asset management →

Registered address

Unit 701, Ruttonjee House, 11 Duddell Street, Central

Licence history

Activity	From	To
Type 4 — Advising on securities	2020-03-16	present
Type 9 — Asset management	2020-03-16	present

Licensed staff (all-time) (9)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Wai Yi Lin 練慧儀	RO 4, 9	2020-03	Present
Chi Tai Wong 黃志泰	RO 4, 9	2020-03	2020-10
Pok Man Yiu 姚博文	RO 4, 9 Rep 4, 9	2020-08	Present
Kin Chung Fung 馮健聰	Rep 4, 9	2020-10	2021-04
Chun Yu (SFC:ANJ698) Ho 何振宇	Rep 4, 9	2021-01	2022-06
Joseph Chi Kong Hui 許志光	Rep 4, 9	2020-11	2021-01
Lok Sum Sam Leung 梁樂心	Rep 4, 9	2020-12	2022-06
Zixin (SFC:BRM297) Wang 王梓欣	Rep 4, 9	2021-09	2023-06
Lanqing Zhang 張蘭清	Rep 4, 9	2022-01	Present