Wai Yi Lin
練慧儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yi Lin (練慧儀), a licensed Responsible Officer with CE reference BHA453. Currently licensed at 1 firm(s): Basel Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Basel Capital Limited 巴塞爾資本有限公司 |
RO | Type 4 — Advising on securities | 2020-03-16 | present |
| Basel Capital Limited 巴塞爾資本有限公司 |
RO | Type 9 — Asset management | 2020-03-16 | present |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-16 | 2020-02-17 |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
Rep | Type 9 — Asset management | 2017-05-16 | 2020-02-17 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-04 | 2017-02-28 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-03-15 | 2017-02-28 |