Lok Sum Sam Leung
梁樂心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Sum Sam Leung (梁樂心), a licensed former licensee with CE reference BLL826. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-25 | 2026-03-31 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-25 | 2026-03-31 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2022-07-25 | 2026-03-31 |
| Basel Capital Limited 巴塞爾資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-03 | 2022-06-22 |
| Basel Capital Limited 巴塞爾資本有限公司 |
Rep | Type 9 — Asset management | 2020-12-03 | 2022-06-22 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-09 | 2020-08-14 |