Ho Kin Chan
陳豪健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Kin Chan (陳豪健), a licensed Responsible Officer with CE reference ANT708. Currently licensed at 2 firm(s): Halo Securities Limited, Halo Capital (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 31.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halo Securities Limited 皓輝證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-13 | present |
| Halo Capital (H.K.) Limited 皓輝資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2026-03-13 | present |
| Halo Capital (H.K.) Limited 皓輝資本(香港)有限公司 |
RO | Type 9 — Asset management | 2026-03-13 | present |
| KuCoin HK Limited | RO | Type 1 — Dealing in securities | 2024-03-12 | 2026-02-06 |
| KuCoin Commodity Futures Limited | RO | Type 2 — Dealing in futures contracts | 2024-03-12 | 2026-02-06 |
| KuCoin HK Limited | RO | Type 4 — Advising on securities | 2024-03-12 | 2026-02-06 |
| KuCoin Commodity Futures Limited | RO | Type 5 — Advising on futures contracts | 2024-03-12 | 2026-02-06 |
| KuCoin Asset Management Limited | RO | Type 9 — Asset management | 2024-03-12 | 2026-02-06 |
| Zero2IPO Securities Limited 清科證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-23 | 2022-01-24 |
| Zero2IPO Securities Limited 清科證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-09-23 | 2022-01-24 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-03-26 | 2020-09-11 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-03-26 | 2020-09-11 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-23 | 2020-09-11 |
| KVB Capital Markets Limited 昆侖國際匯金有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2018-02-23 | 2020-09-11 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-23 | 2020-09-11 |
| Marex Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-09-02 | 2017-10-20 |
| Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-13 | 2016-08-04 |
| Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-01-13 | 2016-08-04 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-06 | 2012-03-25 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-06 | 2012-03-25 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-17 | 2011-12-13 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-17 | 2011-12-13 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-17 | 2011-12-13 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-02-17 | 2011-12-13 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-20 | 2009-12-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-02-20 | 2009-12-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-07 | 2009-12-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-07 | 2009-12-11 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-27 | 2008-08-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-06 | 2008-08-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-03 | 2007-07-05 |