Koa Fujisaki
藤崎小亞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Koa Fujisaki (藤崎小亞), a licensed former licensee with CE reference ANU240. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-29 | 2021-05-14 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-05-29 | 2021-05-14 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-21 | 2021-05-14 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-21 | 2021-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-13 | 2007-08-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-27 | 2007-03-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-22 | 2006-08-28 |