Kelvin Sze Wai Poon
潘仕偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Sze Wai Poon (潘仕偉), a licensed Responsible Officer with CE reference ANU253. Currently licensed at 1 firm(s): China Everbright Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-16 | present |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | Type 4 — Advising on securities | 2017-01-24 | present |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
RO | Type 9 — Asset management | 2017-01-24 | present |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-01 | 2017-01-24 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-01 | 2017-01-24 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-27 | 2016-09-01 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-05-27 | 2016-09-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-08 | 2009-12-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-14 | 2009-12-05 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-15 | 2008-06-16 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-15 | 2008-06-16 |