Yee Fai Kwok
郭義輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Fai Kwok (郭義輝), a licensed former licensee with CE reference ANU951. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-17 | 2020-06-30 |
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-17 | 2013-07-05 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-02 | 2012-10-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-02-02 | 2012-10-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-24 | 2008-05-06 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-24 | 2008-05-06 |