James Tai Keun Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Tai Keun Lim ( ), a licensed former licensee with CE reference ANY115. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2020-06-24 | 2022-01-20 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2020-06-24 | 2022-01-20 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2020-06-24 | 2022-01-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-18 | 2008-02-14 |