Ji (SFC:ANZ537) Chen
陳迹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ji (SFC:ANZ537) Chen (陳迹), a licensed former licensee with CE reference ANZ537. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-26 | 2020-04-03 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-08-26 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-26 | 2020-04-03 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-09-20 | 2011-07-09 |