Seng Gene Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seng Gene Lim ( ), a licensed former licensee with CE reference ANZ804. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-25 | 2015-08-31 |
| ABN AMRO Financial Products Limited |
Rep | Type 1 — Dealing in securities | 2009-08-17 | 2014-06-11 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-25 | 2008-05-21 |