ABN AMRO Financial Products Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ABN AMRO Financial Products Limited ( ), a Hong Kong-based licensed corporation with CE reference AAC807. Current licensed staff on file: 0 (total recorded over time: 33).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2015-09-07 |
| Type 4 — Advising on securities | present | 2005-03-03 |
| Type 6 — Advising on corporate finance | present | 2005-03-03 |
| Type 9 — Asset management | present | 2005-03-03 |
Licensed staff (all-time) (33)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jagdish Ratna Hirani | RO 1 | 2013-09 | 2014-12 |
| Mei Mei Hung 孔美美 | RO 1 | 2006-11 | 2014-12 |
| Wai Yee Liu 廖慧儀 | RO 1 Rep 1 | 2005-03 | 2006-11 |
| Paul Michael Alfred Pealling | RO 1 | 2014-11 | 2015-09 |
| Kwok Cheung (SFC:ACX070) Tam 譚國章 | RO 1, 4, 6, 9 | Pre-2003 | 2006-10 |
| Robertus Johannes van Diest | RO 1 | Pre-2003 | 2003-07 |
| David Neil West | RO 1 | 2014-11 | 2015-09 |
| Steve Chun Yin Yeung 楊俊賢 | RO 1 Rep 1 | 2005-03 | 2006-07 |
| Gerald Chi Shing Yip 葉志誠 | RO 1 | 2006-10 | 2014-07 |
| Pang Teck Yong 楊邦德 | RO 1, 4, 6, 9 | Pre-2003 | 2006-02 |
| Luis Enrique Carvajal | Rep 1 | 2014-04 | 2014-05 |
| Chi Hoi Chiu 趙之海 | Rep 1 | 2005-03 | 2006-03 |
| Xian Jia Huang 黃賢嘉 | Rep 1 | 2008-01 | 2010-05 |
| Jimmy Chi Him Ip 葉梓謙 | Rep 1 | 2008-09 | 2014-03 |
| Marie-Louise Catharina Cornelia Kompier | Rep 1 | 2013-08 | 2013-08 |
| Shuk Man Lee 李淑雯 | Rep 1 | 2007-10 | 2009-02 |
| Seng Gene Lim | Rep 1 | 2009-08 | 2014-06 |
| Hera Sze Wan Lo 盧詩蘊 | Rep 1 | 2006-08 | 2008-09 |
| Sze Man Lo 勞詩敏 | Rep 1 | 2006-04 | 2013-05 |
| David Anthony McIntosh | Rep 1 | 2009-03 | 2010-05 |
| Angus McArthur McLeod | Rep 1 | 2008-09 | 2014-12 |
| Chung Keung Poon 潘宗強 | Rep 1 | 2014-07 | 2015-03 |
| Emmanuel Andre Marie Rigaud | Rep 1 | 2011-05 | 2014-06 |
| Valerie Rossi | Rep 1 | 2007-05 | 2015-03 |
| Ronald Wyndham Rutland | Rep 1 | 2007-03 | 2008-06 |
| David H. E. Salembier | Rep 1 | 2007-10 | 2008-11 |
| Colin Silver | Rep 1 | 2008-07 | 2010-04 |
| Ewoud Arie Jan Sonneveld | Rep 1 | 2007-01 | 2009-06 |
| Kar Ming Tang 鄧嘉銘 | Rep 1 | 2012-04 | 2014-12 |
| Kai Wing Tse 謝佳咏 | Rep 1 | 2006-10 | 2007-10 |
| Stephanie I Y Wilson | Rep 1 | 2014-07 | 2014-07 |
| Mark R Wood | Rep 1 | 2007-08 | 2014-12 |
| Nicholas Howard Yao 姚孝先 | Rep 1 | 2005-03 | 2007-08 |
Showing 1–33 of 33