David Anthony McIntosh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Anthony McIntosh ( ), a licensed former licensee with CE reference ASM394. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-04 | 2017-06-09 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-23 | 2015-07-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2015-03-23 | 2015-07-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-23 | 2015-07-17 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-02 | 2013-07-23 |
| ABN AMRO Financial Products Limited |
Rep | Type 1 — Dealing in securities | 2009-03-09 | 2010-05-05 |