Wai Yee Liu
廖慧儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yee Liu (廖慧儀), a licensed former licensee with CE reference AIR772. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABN AMRO Financial Products Limited |
RO | Type 1 — Dealing in securities | 2006-02-07 | 2006-11-01 |
| ABN AMRO Financial Products Limited |
Rep | Type 1 — Dealing in securities | 2005-03-01 | 2006-02-07 |
| ABN AMRO (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | present | 2005-03-29 |
| ABN AMRO (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2005-02-23 |