ABN AMRO (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ABN AMRO (Hong Kong) Limited ( ), a Hong Kong-based licensed corporation with CE reference AAL578. Current licensed staff on file: 0 (total recorded over time: 9).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2005-03-29 |
| Type 4 — Advising on securities | present | 2005-03-29 |
| Type 6 — Advising on corporate finance | present | 2005-03-29 |
| Type 9 — Asset management | present | 2005-03-29 |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mark Levison Beames | Rep 1, 4, 6 | Pre-2003 | 2003-10 |
| Samuel Man Fat Lee 李萬發 | Rep 1, 4 | Pre-2003 | 2004-11 |
| Chuen Lim 林泉 | Rep 1, 4 | Pre-2003 | 2005-03 |
| Wai Yee Liu 廖慧儀 | Rep 1, 4 | Pre-2003 | 2005-03 |
| Robert Grant MacPherson | Rep 1, 4 | Pre-2003 | 2004-03 |
| Wing Fat Tse 謝永發 | Rep 1, 4 | Pre-2003 | 2005-03 |
| Rex Josephat Wong 黃永初 | Rep 1, 4 | Pre-2003 | 2005-03 |
| Nicholas Howard Yao 姚孝先 | Rep 1, 4 | Pre-2003 | 2005-03 |
| Steve Chun Yin Yeung 楊俊賢 | Rep 1, 4, 6 | Pre-2003 | 2005-02 |
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