Samuel Man Fat Lee
李萬發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Man Fat Lee (李萬發), a licensed former licensee with CE reference ADR824. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-31 | 2014-07-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-14 | 2014-07-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2009-12-14 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2009-12-14 | 2013-08-31 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2004-12-03 | 2009-09-05 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2004-12-03 | 2009-09-05 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2004-12-03 | 2009-09-05 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2004-12-03 | 2009-09-05 |
| ABN AMRO (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | present | 2004-11-05 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 1 — Dealing in securities | present | 2004-11-05 |
| ABN AMRO (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2004-11-05 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 4 — Advising on securities | present | 2004-11-05 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | present | 2004-11-05 |