Nicholas Howard Yao
姚孝先
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Howard Yao (姚孝先), a licensed former licensee with CE reference AIR776. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABN AMRO Financial Products Limited |
Rep | Type 1 — Dealing in securities | 2005-03-01 | 2007-08-08 |
| ABN AMRO (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | present | 2005-03-29 |
| ABN AMRO (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2005-02-23 |