Paul Michael Alfred Pealling
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Michael Alfred Pealling, a licensed Responsible Officer with CE reference AOL748. Currently licensed at 1 firm(s): ABN AMRO Clearing Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABN AMRO Clearing Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2007-11-16 | present |
| ABN AMRO Clearing Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | 2007-11-16 | present |
| ABN AMRO Financial Products Limited |
RO | Type 1 — Dealing in securities | 2014-11-11 | 2015-09-02 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2007-11-16 | 2010-12-31 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2007-02-01 | 2007-11-16 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-01 | 2007-11-16 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2007-02-01 | 2007-11-16 |