Yui Lee
李銳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Lee (李銳), a licensed former licensee with CE reference ANZ814. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-01-07 | 2015-11-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-03-20 | 2009-05-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-03-20 | 2009-05-07 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-25 | 2008-02-27 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-25 | 2008-02-27 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-09-25 | 2008-02-27 |